Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey John Bergholt is a financial professional with over 25 years of experience in the financial services industry. Currently registered with Stifel, Nicolaus & Company, Inc., Jeffrey's prior experience includes roles at Thomas Weisel Partners LLC, CapitalEngine Securities, Inc., Banc of America Securities LLC, and Montgomery Securities. Jeffrey holds a wide array of licenses and certifications, including Series 7, 24, 27, 63, 65, SIE and 99TO. Jeffrey is also a member of the Ross School Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/24/2014 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
07/23/2001 - 03/01/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
08/02/2000 - 05/23/2001
CAPITALENGINE SECURITIES, INC. (NEW YORK NY)
NY
10/01/1997 - 11/03/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/24/1994 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
IA
Issued 06/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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