Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Joel Klein is a financial advisor who has been in the industry since June 15, 1990. Jeffrey currently works for Nylife Distributors LLC in Plano, TX. Jeffrey has passed the Series 6, 7, 24 and 63 exams. Jeffrey has worked for a variety of firms including NYLIFE SECURITIES LLC, HD VEST INVESTMENT SERVICES, and PML SECURITIES COMPANY. Jeffrey is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/02/2021 - Present
Nylife Distributors LLC (Plano TX)
TX
12/28/2015 - 06/02/2021
NYLIFE SECURITIES LLC (ADDISON TX)
TX
02/13/2014 - 12/15/2014
HD VEST INVESTMENT SERVICES (SOUTHLAKE TX)
TX
08/23/1990 - 02/10/2014
H.D. VEST INVESTMENT SERVICES (IRVING TX)
DE
12/22/1987 - 03/10/1989
PML SECURITIES COMPANY (NEWARK DE)
BC
Issued 08/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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