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Jeffrey Jennes

T. Rowe Price Investment Services, Inc.

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About Jeffrey Jennes

Jeffrey Jennes is a financial advisor with T. Rowe Price Investment Services, Inc. Jeffrey has been in the industry since 2001 and holds the Series 6, 7, 24, 63, and SIE licenses. Jeffrey previously worked at AMG Distributors, Inc., HIMCO Distribution Services Company, Hartford Securities Distribution Company, Inc., Hartford Investment Financial Services, LLC, Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., American Skandia Marketing, Inc., Raymond James Financial Services, Inc., People's Securities, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Jeffrey is registered in Maryland and North Carolina.

Firm Information

Jeffrey Jennes is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Jennes’s Registration & Firm History

MD

08/17/2021 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

CT

12/24/2014 - 02/26/2019

AMG DISTRIBUTORS, INC. (STAMFORD CT)

CT

09/04/2008 - 12/19/2014

HIMCO DISTRIBUTION SERVICES COMPANY (HARTFORD CT)

CT

10/04/2012 - 03/25/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

PA

10/04/2012 - 03/15/2013

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)

CT

12/01/2005 - 06/12/2008

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

08/06/2004 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

05/10/2000 - 11/05/2003

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

FL

07/16/1999 - 04/26/2000

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

CT

09/02/1998 - 07/02/1999

PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)

NY

10/10/1997 - 09/18/1998

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

10/10/1997 - 09/18/1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/14/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/16/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/09/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Jennes.
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