Unclaimed
Jeffrey Jennes is a financial advisor with T. Rowe Price Investment Services, Inc. Jeffrey has been in the industry since 2001 and holds the Series 6, 7, 24, 63, and SIE licenses. Jeffrey previously worked at AMG Distributors, Inc., HIMCO Distribution Services Company, Hartford Securities Distribution Company, Inc., Hartford Investment Financial Services, LLC, Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., American Skandia Marketing, Inc., Raymond James Financial Services, Inc., People's Securities, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Jeffrey is registered in Maryland and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
08/17/2021 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
CT
12/24/2014 - 02/26/2019
AMG DISTRIBUTORS, INC. (STAMFORD CT)
CT
09/04/2008 - 12/19/2014
HIMCO DISTRIBUTION SERVICES COMPANY (HARTFORD CT)
CT
10/04/2012 - 03/25/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
PA
10/04/2012 - 03/15/2013
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
CT
12/01/2005 - 06/12/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
08/06/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
05/10/2000 - 11/05/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
FL
07/16/1999 - 04/26/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CT
09/02/1998 - 07/02/1999
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
NY
10/10/1997 - 09/18/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/10/1997 - 09/18/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 09/14/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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