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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey James Wells is a financial advisor with Stifel, Nicolaus & Company, Inc. Jeffrey has over 39 years of experience in the securities industry. Jeffrey's experience includes working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Jeffrey provides a range of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/24/2020 - Present
Stifel, Nicolaus & Company, Inc. (SAN RAFAEL CA)
CA
10/19/2012 - 02/24/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
CA
06/01/2009 - 10/31/2012
MORGAN STANLEY (SAN RAFAEL CA)
CA
07/06/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN RAFAEL CA)
CA
11/11/2003 - 07/19/2007
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
MO
07/01/2003 - 11/14/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/30/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
09/09/1994 - 10/06/1999
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
05/08/1989 - 09/28/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
02/17/1988 - 05/23/1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
07/21/1983 - 02/23/1988
WULFF, HANSEN & CO.
BOTH
Issued 01/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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