Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey James Johnson is a financial professional with over two decades of experience in the industry. Currently, Jeffrey is a registered representative with Principal Securities, Inc. in Denver, Colorado. Prior to joining Principal Securities, Inc., Jeffrey worked with Wells Fargo Funds Distributor, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Forum Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CO
03/23/2022 - Present
Principal Securities, Inc. (DENVER CO)
NC
12/20/2013 - 09/29/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
MN
11/29/2002 - 08/18/2008
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
05/02/2001 - 11/29/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/12/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
ME
07/28/1995 - 07/12/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
NA
09/20/1985 - 06/23/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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