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Jeffrey J. Ammerman

Barclays Capital Inc.

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About Jeffrey J. Ammerman

Jeffrey J. Ammerman is a registered representative with Barclays Capital Inc., where he has been employed since August 15, 2022. Jeffrey has over 18 years of experience in the financial services industry, with prior experience at Piper Sandler & Co., Jefferies & Company, Inc., Greif & Co., and CIBC World Markets Corp. Jeffrey holds Series 7, 63, and SIE licenses, as well as the Series 79TO designation. He has been registered in California since August 15, 2022.

Firm Information

Jeffrey Ammerman is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Ammerman’s Registration & Firm History

CA

08/15/2022 - Present

Barclays Capital Inc. (SAN FRANCISCO CA)

CA

11/19/2012 - 08/15/2022

PIPER SANDLER & CO. (SAN FRANCISCO CA)

CA

04/25/2006 - 08/09/2012

JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)

CA

05/13/2005 - 05/02/2006

GREIF & CO. (LOS ANGELES CA)

NY

05/04/2004 - 04/25/2005

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey J. Ammerman.
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