Unclaimed
Jeffrey J. Ammerman is a registered representative with Barclays Capital Inc., where he has been employed since August 15, 2022. Jeffrey has over 18 years of experience in the financial services industry, with prior experience at Piper Sandler & Co., Jefferies & Company, Inc., Greif & Co., and CIBC World Markets Corp. Jeffrey holds Series 7, 63, and SIE licenses, as well as the Series 79TO designation. He has been registered in California since August 15, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/15/2022 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
CA
11/19/2012 - 08/15/2022
PIPER SANDLER & CO. (SAN FRANCISCO CA)
CA
04/25/2006 - 08/09/2012
JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)
CA
05/13/2005 - 05/02/2006
GREIF & CO. (LOS ANGELES CA)
NY
05/04/2004 - 04/25/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 07/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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