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Jeffrey Hugh Lipton

Mufg Securities Americas Inc.

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About Jeffrey Hugh Lipton

Jeffrey Lipton is a financial advisor with over 20 years of experience in the financial services industry. Currently, Jeffrey is registered with Mufg Securities Americas Inc. Jeffrey has previously held positions at firms such as MUFG AMERICAS CORPORATE ADVISORY, INC., Teneo Securities LLC, Canaccord Genuity Inc., Jefferies & Company, Inc., Morgan Stanley & Co., Incorporated, and Schroder & Co. Inc. Jeffrey holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses and is registered in New York.

Firm Information

Jeffrey Lipton is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Lipton’s Registration & Firm History

NY

08/23/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/26/2014 - 02/24/2020

MUFG AMERICAS CORPORATE ADVISORY, INC. (New York NY)

NY

06/07/2012 - 01/31/2014

TENEO SECURITIES LLC (NEW YORK NY)

NY

05/23/2011 - 04/16/2012

CANACCORD GENUITY INC. (NEW YORK NY)

NY

10/07/2003 - 02/23/2011

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

03/13/2000 - 07/01/2003

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

02/08/1999 - 03/14/2000

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey Hugh Lipton.
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