Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Howard Heyn is a financial advisor who has been in the industry since 2000. Jeffrey currently works at UBS Securities LLC, and has held prior roles at ABN AMRO Incorporated, ABN AMRO Securities LLC, CSFBDIRECT, INC. and Donaldson, Lufkin & Jenrette Securities Corporation. Jeffrey has licenses for Series 4, Series 7, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/18/2007 - Present
UBS Securities LLC (STAMFORD CT)
CT
03/01/2002 - 12/13/2006
ABN AMRO INCORPORATED (STAMFORD CT)
NY
02/04/2002 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NJ
03/09/2000 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NJ
12/10/1999 - 03/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 12/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/07/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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