Unclaimed
Jeffrey Hartmann is a financial advisor based in Denver, Colorado. Jeffrey has been in the securities industry for over 20 years and is registered with Blackstone Securities Partners LP, a firm with a strong reputation in the industry. Jeffrey is also registered with the state of Colorado as well as five other states. His expertise in the financial services industry spans a wide range of products and services, and he is committed to providing his clients with the best possible advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/13/2016 - Present
Blackstone Securities Partners LP (Denver CO)
FL
10/21/2011 - 09/23/2016
CNL SECURITIES CORP. (ORLANDO FL)
IL
08/16/2000 - 11/09/2011
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
IA
Issued 06/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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