Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Carter is an investment advisor representative for Stifel, Nicolaus & Company, Inc. based in Wilmington, NC. Jeffrey has been in the securities industry since 2004. Jeffrey has been with Stifel, Nicolaus & Company, Inc. since 2011. Prior to that, Jeffrey was registered with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Jeffrey holds the Series 7, 66, and SIE licenses. Jeffrey is also registered as an investment advisor representative in Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Vermont, Virginia, and West Virginia. Jeffrey provides financial planning services to individuals, businesses, pension and profit-sharing plans, investment companies, charitable organizations, and insurance companies. Jeffrey also provides portfolio management services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (WILMINGTON NC)
NC
01/01/2008 - 10/19/2011
WELLS FARGO ADVISORS, LLC (WILMINGTON NC)
NC
10/07/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WILMINGTON NC)
BOTH
Issued 10/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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