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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey H Gaggin is an investment advisor representative and a registered representative. Jeffrey has worked in the securities industry since January 26, 2003. Jeffrey is currently employed with Morgan Stanley. Jeffrey has also worked for Avian Securities, LLC, STG Secure Trading Group, Inc., and First New York Securities L.L.C.. Jeffrey holds a Series 63, Series 65, SIE, Series 7, Series 86, Series 87, and Series 55 license. Jeffrey is licensed to conduct business in 43 states. Jeffrey provides asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/02/2020 - Present
Morgan Stanley (Greenwich CT)
NY
04/04/2003 - 02/27/2012
AVIAN SECURITIES, LLC (NEW YORK NY)
FL
11/07/2002 - 11/14/2002
STG SECURE TRADING GROUP, INC. (BOCA RATON FL)
NY
01/17/2000 - 02/01/2001
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
BC
Issued 03/16/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/05/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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