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Jeffrey Gordon Brown

Fidelity Brokerage Services LLC

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About Jeffrey Gordon Brown

Jeffrey Gordon Brown is a financial professional with over 20 years of experience in the industry. Jeffrey is currently registered with Fidelity Brokerage Services LLC and holds a Series 7, Series 24, Series 55, Series 63, SIE and Series 99TO licenses. Jeffrey has previously worked with National Financial Services LLC and UNX, INC. Jeffrey's experience includes a wide range of financial services, including investment advisory and brokerage services. Jeffrey is licensed to provide investment advice in 15 states, including California, Colorado, Connecticut, Florida, Illinois, Kentucky, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Rhode Island, Texas, and Utah.

Firm Information

Jeffrey Brown is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Brown’s Registration & Firm History

RI

11/15/2011 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MA

06/20/2006 - 10/26/2011

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

CA

10/03/2002 - 07/25/2005

UNX, INC. (BURBANK CA)

MA

01/11/2002 - 10/28/2002

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 03/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Gordon Brown.
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