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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Thatcher is a financial advisor with over 30 years of experience in the industry. Jeffrey is currently registered with LPL Financial LLC and is licensed to provide financial advice in multiple states. Jeffrey has previously worked with several other firms including Financial Network Investment Corporation, Royal Alliance Associates, Inc., LINSCO/Private Ledger Corp., Chase Investment Services Corp., Bisys Brokerage Services, Inc., Prime Capital Services, Inc., GNA Securities, Inc., CitiCorp Investment Services, CitiCorp Financial Services, Inc., Landmark Brokerage Services, Inc., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/01/2019 - Present
LPL Financial LLC (ENDICOTT NY)
CA
05/19/2004 - 07/12/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
01/02/2003 - 04/23/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
SC
10/25/2001 - 01/07/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IL
01/09/2001 - 11/16/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
SC
05/25/2000 - 01/16/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
11/29/1997 - 05/31/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NY
01/11/1995 - 10/24/1997
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
VA
02/04/1993 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
06/01/1992 - 01/25/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/25/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
05/11/1990 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
NJ
05/23/1989 - 05/31/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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