Unclaimed
Jeffrey Becker has been in the securities industry since 1995. Jeffrey is currently registered with Intrepid Investment Bankers LLC. Previously, Jeffrey was registered with Equiteq Securities LLC, JEGI LLC, AGC Partners, JMP Securities LLC, ThinkEquity Partners LLC, C.E. Unterberg, Towbin, LLC., RBC Dain Rauscher Inc., Robertson Stephens, Inc., SG Cowen Securities Corporation, Cowen & Co., and Kidder, Peabody & Co. Incorporated. Jeffrey holds the Series 63, Series 79TO, SIE, and Series 7 licenses. Jeffrey is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/05/2022 - Present
Intrepid Investment Bankers LLC (New York NY)
NY
11/13/2019 - 06/02/2022
EQUITEQ SECURITIES LLC (NEW YORK NY)
NY
10/24/2014 - 01/08/2020
JEGI LLC (NEW YORK NY)
NY
10/25/2010 - 09/29/2014
AGC PARTNERS (NEW YORK NY)
NY
02/03/2006 - 09/10/2010
JMP SECURITIES LLC (NEW YORK NY)
NY
03/05/2004 - 01/31/2006
THINKEQUITY PARTNERS LLC (NEW YORK NY)
NY
02/05/2003 - 01/02/2004
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
NY
05/24/2001 - 12/31/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
09/28/1998 - 04/25/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
07/01/1998 - 09/04/1998
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
02/14/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
08/22/1994 - 01/12/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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