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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Glen Smith is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Salt Lake City, UT. Jeffrey has been in the industry for over 39 years. Jeffrey has earned the Series 63, Series 65, Series 7 and Series 31 licenses. Jeffrey holds FINRA licenses for Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), Futures Managed Funds Examination (Series 31), and state licenses for Uniform Securities Agent State Law Examination (Series 63) and Uniform Investment Adviser Law Examination (Series 65). Jeffrey has previously worked at UBS Financial Services Inc., RBC Capital Markets, LLC and Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
07/31/2020 - Present
Raymond James Financial Services Advisors, Inc. (Salt Lake City UT)
UT
09/03/2015 - 07/30/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SALT LAKE CITY UT)
UT
10/10/2008 - 09/25/2015
RBC CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
UT
09/03/1999 - 10/20/2008
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
NY
12/12/1989 - 11/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/15/1988 - 11/16/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
12/11/1987 - 11/16/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/02/1983 - 11/09/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/16/1983 - 08/31/1983
WESTERN CAPITAL & SECURITIES, INC.
IA
Issued 03/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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