Unclaimed
Jeffrey Gerald Dennis is a financial professional who has been in the industry since December 2007. He is currently registered with The Leaders Group, Inc. and is based in Littleton, Colorado. Jeffrey has a Series 6 and Series 63 license and holds the SIE designation. Prior to his current role, Jeffrey was registered with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc in Austin, Texas, and Wachovia Securities, LLC in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/08/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TX
05/16/2013 - 01/04/2022
BBVA SECURITIES INC. (AUSTIN TX)
TX
04/15/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
TX
09/14/2007 - 02/29/2008
WACHOVIA SECURITIES, LLC (HOUSTON TX)
BC
Issued 10/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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