Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Davies is a registered investment advisor and broker with over 30 years of experience in the financial services industry. Jeffrey is currently employed by Charles Schwab & CO., Inc. Prior to that, Jeffrey held positions at Fortus Investors, Inc. and Nelson Securities, Inc. Jeffrey has a strong background in securities and investment products, and he is committed to providing his clients with personalized financial advice and guidance. Jeffrey Davies is a licensed and registered representative in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WA
08/29/1997 - Present
Charles Schwab & CO., Inc. (Spokane WA)
MN
06/28/1996 - 12/31/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
TX
02/09/1996 - 06/12/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WA
04/13/1993 - 12/11/1995
NELSON SECURITIES,INC. (SPOKANE WA)
IA
Issued 06/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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