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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Wick is a financial advisor with over 20 years of experience in the industry. Jeffrey is currently registered with Cambridge Investment Research Advisors, Inc. Jeffrey has worked for multiple firms throughout their career including Feltl & Company, U.S. Bancorp Investments, Inc. and Wells Fargo Investments, LLC. Jeffrey holds Series 6, 7, 9, 10, 63, 65 and 66 licenses, as well as the SIE. Jeffrey specializes in financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
09/21/2015 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
IA
09/23/2015 - 08/07/2017
CONTINUITY PARTNERS GROUP, LLC (FAIRFIELD IA)
MN
12/16/2014 - 07/24/2015
FELTL & COMPANY (PLYMOUTH MN)
IA
01/28/2010 - 12/17/2014
U.S. BANCORP INVESTMENTS, INC. (DES MOINES IA)
IA
07/23/2007 - 02/01/2010
WELLS FARGO INVESTMENTS, LLC (DAVENPORT IA)
PA
04/02/2002 - 08/08/2007
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
TX
09/11/2000 - 04/08/2002
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NJ
06/10/1998 - 08/18/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/01/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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