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Jeffrey Frank Neaman

Santander US Capital Markets LLC

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About Jeffrey Frank Neaman

Jeffrey Frank Neaman is a financial advisor who is currently registered with Santander US Capital Markets LLC in New York, NY. Jeffrey has been in the financial services industry since 2003. Jeffrey holds a Series 7, Series 63, and SIE license. He has previously worked at Seidel & Shaw LLC, The Princeridge Group LLC, WSA Fixed Income, LLC, Wall Street Access, Jefferies & Company, Inc., Bonds Direct Securities LLC, and Mellon Securities LLC.

Firm Information

Jeffrey Neaman is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Neaman’s Registration & Firm History

NY

12/05/2013 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

09/24/2012 - 12/06/2013

SEIDEL & SHAW L.L.C. (NEW YORK NY)

NY

10/17/2011 - 08/13/2012

THE PRINCERIDGE GROUP LLC (NEW YORK NY)

NY

06/01/2011 - 10/24/2011

WSA FIXED INCOME, LLC (NEW YORK NY)

NY

02/19/2009 - 06/01/2011

WALL STREET ACCESS (NEW YORK NY)

NY

11/01/2004 - 02/23/2009

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

12/17/2003 - 11/01/2004

BONDS DIRECT SECURITIES LLC (NEW YORK NY)

NJ

01/02/2003 - 12/19/2003

MELLON SECURITIES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/28/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Frank Neaman.
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