Unclaimed
Jeffrey Frank Neaman is a financial advisor who is currently registered with Santander US Capital Markets LLC in New York, NY. Jeffrey has been in the financial services industry since 2003. Jeffrey holds a Series 7, Series 63, and SIE license. He has previously worked at Seidel & Shaw LLC, The Princeridge Group LLC, WSA Fixed Income, LLC, Wall Street Access, Jefferies & Company, Inc., Bonds Direct Securities LLC, and Mellon Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2013 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/24/2012 - 12/06/2013
SEIDEL & SHAW L.L.C. (NEW YORK NY)
NY
10/17/2011 - 08/13/2012
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
06/01/2011 - 10/24/2011
WSA FIXED INCOME, LLC (NEW YORK NY)
NY
02/19/2009 - 06/01/2011
WALL STREET ACCESS (NEW YORK NY)
NY
11/01/2004 - 02/23/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
12/17/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NJ
01/02/2003 - 12/19/2003
MELLON SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 04/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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