Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Vivacqua is a financial professional with over 25 years of experience in the industry. Jeffrey is currently registered with Cambridge Investment Research Advisors, Inc. in Fairfield, IA and has held previous roles at several firms including Continuity Partners Group, LLC, Mutual Service Corporation and Sentra Securities Corporation. Jeffrey has a wide range of licenses and certifications including Series 7, 63, 66, 24, and 4. Jeffrey specializes in providing financial planning and investment advisory services to individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
05/03/2010 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
IA
09/01/2010 - 08/07/2017
CONTINUITY PARTNERS GROUP, LLC (FAIRFIELD IA)
MA
08/24/2005 - 10/13/2009
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
12/05/2001 - 12/31/2004
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
11/29/2001 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
09/14/2000 - 12/31/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
06/04/1999 - 04/26/2000
MR. STOCK, INC. (SAN FRANCISCO CA)
AZ
01/24/1996 - 05/07/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 11/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1997
Series 4 - Registered Options Principal Examination
BC
Issued 09/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Vivacqua is the right advisor for you? Invested Better is here to help.
