Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Francis Greenwalt is an investment advisor representative at Capital Client Group, Inc.. Jeffrey has been in the industry since 1993. He has a Series 63 license and has been registered with FINRA since 2008. He is also registered with the state of Indiana as an investment advisor representative. Jeffrey has a strong background in financial services, with experience at Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, and NatCity Investments, Inc.. He has also been self-employed since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
07/07/2022 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
06/14/2011 - 06/30/2021
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
FL
01/28/2008 - 04/11/2011
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
OH
10/31/2003 - 11/21/2003
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
TX
07/23/1998 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
07/20/1993 - 04/06/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
10/23/1992 - 11/27/1992
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. (INDIANAPOLIS IN)
BOTH
Issued 08/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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