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Jeffrey Fidelman

Finalis Securities LLC

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About Jeffrey Fidelman

Jeffrey Fidelman is a financial advisor currently registered with Finalis Securities LLC. Jeffrey has over 10 years of experience in the financial services industry. Jeffrey has passed the Series 7, Series 63, Series 66, SIE and Series 79 exams. Jeffrey is licensed to sell securities in eight states including California, Connecticut, Delaware, Nevada, New Hampshire, New York, Virginia and Washington. Prior to joining Finalis Securities LLC, Jeffrey was employed at North Capital Private Securities Corporation, HSBC Securities (USA) Inc., Morgan Stanley and Maxim Group LLC.

Firm Information

Jeffrey Fidelman is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Fidelman’s Registration & Firm History

NY

06/22/2023 - Present

Finalis Securities LLC (New York NY)

NY

03/06/2015 - 11/19/2015

NORTH CAPITAL PRIVATE SECURITIES CORPORATION (NEW YORK NY)

NY

10/25/2013 - 03/03/2015

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

04/09/2012 - 10/11/2013

MORGAN STANLEY (NEW YORK NY)

NY

09/14/2011 - 03/12/2012

MAXIM GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/24/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/23/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Fidelman.
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