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Jeffrey Fay

Fifth Third Securities, Inc.

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About Jeffrey Fay

Jeffrey Fay is a financial advisor at Fifth Third Securities, Inc. Jeffrey has been working in the financial services industry since January 2017. Jeffrey is registered with the state of Kentucky and Ohio and holds FINRA Series 66, Series 7, and SIE securities licenses. Jeffrey is a Certified Financial Planner and specializes in working with individuals, families, businesses, and retirement plans.

Firm Information

Jeffrey Fay is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

6801 ALEXANDRIA PIKE

ALEXANDRIA, KY 41001

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Fay’s Registration & Firm History

KY

05/02/2023 - Present

Fifth Third Securities, Inc. (ALEXANDRIA KY)

OH

06/13/2022 - 05/31/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (Cincinnati OH)

OH

07/11/2017 - 06/17/2022

U.S. BANCORP INVESTMENTS, INC. (Cincinnati OH)

KY

01/13/2017 - 07/05/2017

PNC INVESTMENTS (LOUISVILLE KY)

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Licenses & Designations

BOTH

Issued 4/12/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/13/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Fay.
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