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Jeffrey Fay

Fifth Third Securities, Inc.

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About Jeffrey Fay

Jeffrey Fay is a financial professional with over 6 years of experience in the financial services industry. Jeffrey is currently registered as a Registered Representative and Investment Advisor Representative with Fifth Third Securities, Inc. Jeffrey is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, Series 66 and SIE licenses. Jeffrey has experience working with a variety of clients including individuals, businesses, pension and profit-sharing plans, and charitable organizations. Jeffrey has previously worked with Raymond James Financial Services, Inc., U.S. Bancorp Investments, Inc., and PNC Investments, LLC. Jeffrey’s areas of specialization include retirement planning, investment planning, college savings, estate planning and insurance.

Firm Information

Jeffrey Fay is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

6801 ALEXANDRIA PIKE

ALEXANDRIA, KY 41001

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Fay’s Registration & Firm History

KY

05/02/2023 - Present

Fifth Third Securities, Inc. (ALEXANDRIA KY)

OH

06/13/2022 - 05/31/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (Cincinnati OH)

OH

07/11/2017 - 06/17/2022

U.S. BANCORP INVESTMENTS, INC. (Cincinnati OH)

KY

01/13/2017 - 07/05/2017

PNC INVESTMENTS (LOUISVILLE KY)

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Licenses & Designations

BOTH

Issued 4/12/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/13/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Fay.
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