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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Gautier is a financial advisor at Wells Fargo Clearing Services, LLC with over 10 years of experience in the industry. Jeffrey has passed multiple industry exams, including Series 7, 6, 63, 65, 9, and 10. He is registered in North Carolina and Ohio as an investment advisor representative. Jeffrey has previously worked at W&S Brokerage Services, Inc., Western & Southern Life, Liberty National Life, Fonville Morisey Realty, and Wells Fargo Bank NA. Jeffrey specializes in offering financial planning and investment consulting services to a wide range of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/16/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
10/13/2017 - 08/06/2018
W&S BROKERAGE SERVICES, INC. (Cary NC)
IA
Issued 01/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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