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Jeffrey Edward Keating

Northwestern Mutual Investment Services, LLC

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About Jeffrey Edward Keating

Jeffrey Keating has been in the financial services industry for over 25 years. Jeffrey is a Registered Representative of Northwestern Mutual Investment Services, LLC (NMIS). NMIS is a subsidiary of Northwestern Mutual and offers investment services. Jeffrey is also an Investment Advisor Representative. Jeffrey specializes in helping clients with their financial planning needs. He is committed to providing his clients with personalized service and advice. His approach is to build relationships with his clients based on trust and understanding. He believes in a collaborative approach to financial planning and is committed to helping his clients achieve their financial goals. Jeffrey is registered in several states including Connecticut, New York, Florida, and California.

Firm Information

Jeffrey Keating is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeffrey Keating’s Registration & Firm History

CT

10/15/1996 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

WI

06/01/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Edward Keating.
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