Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Hathaway is a financial advisor with Pensionmark Securities, LLC. Jeffrey has been in the industry since 2009 and holds Series 7, 63, 79TO and 24 licenses. Jeffrey’s previous experience includes roles at Hales Securities, LLC and MMC Securities Corp. Jeffrey is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/28/2023 - Present
Pensionmark Securities, LLC (Santa Barbara CA)
NY
10/18/2013 - 04/21/2023
HALES SECURITIES, LLC (NEW YORK NY)
NY
11/05/2007 - 10/25/2012
MMC SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Hathaway is the right advisor for you? Invested Better is here to help.
