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Jeffrey Edward Fossier

ADP Broker-Dealer, Inc.

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About Jeffrey Edward Fossier

Jeffrey Fossier is a financial advisor with ADP Broker-Dealer, Inc. Jeffrey has been in the industry since 1993 and has held prior positions with a number of firms including Allstate Distributors, L.L.C., Allstate Financial Services, LLC, and Farmers Financial Solutions, LLC. Jeffrey is registered in all 50 states and the District of Columbia.

Firm Information

Jeffrey Fossier is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Fossier’s Registration & Firm History

KY

01/03/2022 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

IL

04/12/2018 - 10/18/2021

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

OH

05/19/2014 - 04/13/2018

ALLSTATE FINANCIAL SERVICES, LLC (DUBLIN OH)

MD

05/10/2012 - 05/20/2014

FARMERS FINANCIAL SOLUTIONS, LLC (OWINGS MILLS MD)

OH

07/07/2011 - 03/06/2012

THE HUNTINGTON INVESTMENT COMPANY (TOLEDO OH)

OH

10/29/2010 - 06/28/2011

ALLSTATE FINANCIAL SERVICES, LLC (POWELL OH)

OH

05/04/2010 - 06/09/2010

AXA ADVISORS, LLC (COLUMBUS OH)

OH

04/27/2004 - 04/27/2010

FIDELITY BROKERAGE SERVICES LLC (COLUMBUS OH)

CO

01/28/2000 - 07/02/2003

BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)

NJ

07/29/1994 - 12/21/1999

COPELAND EQUITIES, INC. (SOMERSET NJ)

WI

06/20/1988 - 04/17/1990

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

01/21/1987 - 06/28/1988

PIPER, JAFFRAY & HOPWOOD INCORPORATED

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Licenses & Designations

BOTH

Issued 12/28/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/04/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/28/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Edward Fossier.
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