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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Blum is an Investment Advisor Representative with Raymond James & Associates, Inc. Jeffrey has been in the financial industry since March 1, 1999. Jeffrey is registered with FINRA and the state of Texas and holds the Series 7, Series 31, Series 63 and Series 65 licenses and the SIE designation. Jeffrey is affiliated with Raymond James in the Westlake Village, CA branch office. Prior to Raymond James, Jeffrey was employed with Wachovia Securities, LLC and A. G. Edwards & Sons, Inc. Jeffrey also spends time as a volunteer with Conejo Las Virgenes Future Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/02/2020 - Present
Raymond James & Associates, Inc. (WESTLAKE VILLAGE CA)
CA
01/01/2008 - 05/04/2009
WACHOVIA SECURITIES, LLC (WESTLAKE VILLAGE CA)
CA
05/04/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WESTLAKE VILLAGE CA)
NY
01/26/1999 - 03/29/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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