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Jeffrey Duncan Sobota

Nationwide Investment Services Corp.

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About Jeffrey Duncan Sobota

Jeffrey Sobota is a financial professional with over 20 years of experience in the industry. Jeffrey currently works at Nationwide Investment Services Corp. in Columbus, OH. He holds several industry licenses, including Series 6, 26, and 63, and is registered with the Financial Industry Regulatory Authority (FINRA) and 17 state securities regulators. Jeffrey previously worked at Nationwide Securities, Inc. and First Investors Corporation.

Firm Information

Jeffrey Sobota is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Sobota’s Registration & Firm History

OH

07/16/2004 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

12/16/2003 - 07/16/2004

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

NJ

10/22/2003 - 11/18/2003

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 11/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Duncan Sobota.
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