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Jeffrey Drew Newby

Hold Brothers Capital LLC

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About Jeffrey Drew Newby

Jeffrey Drew Newby is a registered representative of Hold Brothers Capital LLC. Jeffrey Newby has been in the securities industry since May 28, 2013. Jeffrey Newby is licensed to sell securities in the state of New York and holds the Series 7, Series 57TO, and Series 63 licenses.

Firm Information

Jeffrey Newby is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Newby’s Registration & Firm History

NY

12/01/2020 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

09/05/2013 - 04/29/2014

T3 TRADING GROUP, LLC (NEW YORK NY)

AZ

10/25/2011 - 09/05/2013

ECHOTRADE LLC (PHOENIX AZ)

AZ

10/23/2006 - 10/21/2011

ECHOTRADE LLC (PHOENIX AZ)

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Licenses & Designations

BC

Issued 07/25/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2020

Series 57TO - Securities Trader Exam

BC

Issued 08/04/2020

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Drew Newby.
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