Unclaimed
Jeffrey Drew Newby is a registered representative of Hold Brothers Capital LLC. Jeffrey Newby has been in the securities industry since May 28, 2013. Jeffrey Newby is licensed to sell securities in the state of New York and holds the Series 7, Series 57TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/01/2020 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NY
09/05/2013 - 04/29/2014
T3 TRADING GROUP, LLC (NEW YORK NY)
AZ
10/25/2011 - 09/05/2013
ECHOTRADE LLC (PHOENIX AZ)
AZ
10/23/2006 - 10/21/2011
ECHOTRADE LLC (PHOENIX AZ)
BC
Issued 07/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2020
Series 57TO - Securities Trader Exam
BC
Issued 08/04/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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