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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Downing is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Jeffrey Downing has been in the financial industry for over 20 years, having begun his career at Merrill Lynch, Pierce, Fenner & Smith Incorporated in 2000. Jeffrey Downing has also worked for Morgan Stanley & Co. Incorporated and Morgan Stanley Smith Barney. Jeffrey Downing holds a Series 66, Series 3, Series 31, and Series 7. Jeffrey Downing is registered with the state of Texas and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/02/2020 - Present
Wells Fargo Clearing Services, LLC (SOUTHLAKE TX)
TX
06/01/2009 - 10/07/2020
MORGAN STANLEY (DALLAS TX)
TX
10/06/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
09/20/2002 - 10/21/2008
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
03/20/2000 - 09/24/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/31/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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