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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Douglas Potter is an investment advisor representative with UBS Financial Services Inc. Jeffrey has been working in the securities industry for over 20 years. Jeffrey holds the Series 3, 7, 9, 10, 63 and 65 licenses and has been registered in Idaho and Nevada. Jeffrey's previous experience includes working for firms like Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Jeffrey has a history of providing investment advisory services to a range of clients including individuals, corporations, high-net-worth individuals, and charitable organizations. Jeffrey also has experience in financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ID
01/29/2020 - Present
UBS Financial Services Inc. (BOISE ID)
CT
06/11/2012 - 06/13/2018
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
CT
06/01/2009 - 06/14/2012
MORGAN STANLEY SMITH BARNEY (WESTPORT CT)
CT
08/09/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
MO
11/11/2002 - 08/09/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/30/1997 - 10/29/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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