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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Douglas Garton is a financial advisor with Wells Fargo Clearing Services, LLC. Jeffrey has been in the financial industry since August 2001 and has experience working with both individual and institutional clients. Jeffrey holds several industry licenses including Series 7, Series 31, and Series 66. Jeffrey has been registered with Wells Fargo Clearing Services, LLC since January 2011 and previously worked with Wells Fargo Investments, LLC and Merrill Lynch. Jeffrey provides investment consulting services and financial planning advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/12/2018 - Present
Wells Fargo Clearing Services, LLC (FRESNO CA)
CA
02/14/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FRESNO CA)
NY
08/13/2001 - 02/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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