Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Donald Applegate is a financial advisor with over 15 years of experience in the financial services industry. Jeffrey is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, 9, 10, 63 and SIE licenses. Prior to joining Fidelity Brokerage Services LLC, Jeffrey was employed by National Financial Services LLC. Jeffrey has worked in the Covington, KY area throughout their career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/17/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
01/03/2012 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
03/16/2010 - 11/16/2011
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
01/01/2008 - 11/04/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
04/12/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 03/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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