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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Dewayne Brooks is a financial advisor registered with LPL Financial LLC. Jeffrey Brooks has been in the industry since May 29, 1990. Jeffrey Brooks is registered with the following regulatory authorities: FINRA, and the state of Ohio. Jeffrey Brooks has passed the Series 6, 7, 24, and 63 exams and the SIE exam. Jeffrey Brooks has worked for Edward D. Jones & Co., L.P., Planco Financial Services, Inc., Endeavor Group, MFS Fund Distributors, Inc., Transamerica Capital, Inc., and LPL Financial LLC. Jeffrey Brooks specializes in portfolio management for individuals, businesses, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/26/2009 - Present
LPL Financial LLC (MARION OH)
CO
02/11/2008 - 04/08/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
02/12/1998 - 07/06/2001
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
CO
05/29/1997 - 01/29/1998
ENDEAVOR GROUP (DENVER CO)
CT
11/14/1988 - 07/17/1996
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NA
03/30/1982 - 07/18/1988
EDWARD D. JONES & CO., L.P.
BC
Issued 02/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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