Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Dennis Labarthe is a financial advisor with over 40 years of experience in the industry. Jeffrey is currently registered with RBC Capital Markets, LLC and has held previous roles with several other firms including Sutro & Co. Incorporated, Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, Private Ledger Financial Services, Incorporated, and Peterson, Diehl & Company, Inc. Jeffrey is currently registered in 22 states and holds several professional licenses and designations. Jeffrey specializes in providing financial advice to a variety of clients including individuals, businesses, high net worth individuals, pension and profit-sharing plans, and corporations. Jeffrey is also a registered investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/30/2017 - Present
RBC Capital Markets, LLC (NEWPORT BEACH CA)
CA
05/03/1996 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/31/1993 - 05/08/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/22/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
01/31/1982 - 06/03/1983
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
09/18/1981 - 09/07/1982
PETERSON, DIEHL & COMPANY, INC.
IA
Issued 06/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1982
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Labarthe is the right advisor for you? Invested Better is here to help.
