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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Carlin is a financial advisor with over 20 years of experience in the industry. Jeffrey Carlin currently works for Nuveen Asset Management, LLC, where Jeffrey Carlin has been employed since September 2011. Prior to joining Nuveen Asset Management, LLC, Jeffrey Carlin worked for ALPS Distributors, INC. and Charles Schwab & Co., Inc. Jeffrey Carlin holds Series 63, 65, 24 and 7 licenses. Jeffrey Carlin also holds the Chartered Financial Analyst designation. Jeffrey Carlin is registered to provide investment advice in 53 states. Jeffrey Carlin is also registered to provide Broker-Dealer services in 53 states. Jeffrey Carlin specializes in providing investment advice to individuals, corporations, businesses, investment companies and pooled investment vehicles. Jeffrey Carlin also provides advisory services including selection of other advisors and portfolio management for businesses, individuals, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
CO
03/16/2009 - 07/15/2010
ALPS DISTRIBUTORS, INC. (DENVER CO)
CA
05/12/2003 - 02/06/2009
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
NY
03/05/1998 - 12/12/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/19/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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