Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Windes has been a financial advisor for over 30 years, providing investment advice and financial planning to individuals, families, and businesses. Jeffrey began his career at J.C. Bradford & Co., later working at Smith Barney Inc., Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stifel, Nicolaus & Company, Incorporated, and Sterne, Agee & Leach, Inc., before joining Ameriprise Financial Services, LLC in 2020. Jeffrey specializes in asset allocation, portfolio management, and financial planning. He is a Registered Representative (RR) and holds the Series 7 and Series 63 licenses, as well as the Series 65 license. Ameriprise Financial Services, LLC is an independent financial services company that offers a range of financial products and services, including investment management, financial planning, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
03/28/2024 - Present
Ameriprise Financial Services, LLC (Metairie LA)
LA
06/12/2020 - 03/05/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Metairie LA)
LA
07/07/2015 - 06/22/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW ORLEANS LA)
LA
02/24/2012 - 07/07/2015
STERNE, AGEE & LEACH, INC. (NEW ORLEANS LA)
LA
07/30/2002 - 02/28/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW ORLEANS LA)
NY
12/08/2000 - 08/13/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TN
12/12/1994 - 12/20/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
12/04/1992 - 12/20/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/24/1990 - 12/10/1992
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Windes is the right advisor for you? Invested Better is here to help.
