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Jeffrey Davin Shields

Schwab Wealth Advisory, Inc.

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About Jeffrey Davin Shields

Jeffrey Davin Shields is a financial advisor with Schwab Wealth Advisory, Inc. Jeffrey has over 25 years of experience in the financial services industry. He is a registered representative and investment advisor representative in Arizona. Jeffrey's previous experience includes working for Dean Witter Reynolds Inc. and Edward D. Jones & Co., L.P. Jeffrey has a Series 63, 66, 7, 9, 10, 31, and SIE licenses. He is also registered to provide investment advice in 31 states. Jeffrey specializes in portfolio management for individuals and businesses.

Firm Information

Jeffrey Shields is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Jeffrey Shields’s Registration & Firm History

CA

03/18/2021 - Present

Schwab Wealth Advisory, Inc. (SAN FRANCISCO CA)

NY

03/14/1997 - 06/30/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

MO

01/11/1996 - 02/10/1997

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 03/12/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/22/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 01/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jeffrey Davin Shields. Review regulatory record here.
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