Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Worthington is a financial advisor with over 39 years of experience in the industry. Jeffrey is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since August 1985. Previously, Jeffrey worked at Creative Securities Corp. and Blinder, Robinson & Co., Inc. Jeffrey is licensed to provide investment advice and services in several states, including New York, Connecticut, Maine, and Texas. Jeffrey has passed a number of industry exams, including the Series 7, Series 63, Series 66, and SIE exams. Jeffrey specializes in providing financial advice to individuals, families, and businesses. Jeffrey's approach to financial planning is focused on helping clients achieve their long-term financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2001 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERHEAD NY)
NA
10/25/1984 - 07/15/1985
CREATIVE SECURITIES CORP.
NA
06/28/1982 - 11/09/1984
BLINDER, ROBINSON & CO.,INC.
BOTH
Issued 7/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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