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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Soares is a financial advisor with Principal Securities, Inc. in Melville, NY. Jeffrey has been in the financial industry for over 20 years. Jeffrey specializes in providing financial advice to individuals, corporations, and institutions. Jeffrey holds Series 6 and 63 licenses, and is registered with the state of New York. Jeffrey is also registered as an Investment Advisor Representative with the state of Texas. Jeffrey is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
NY
01/05/2024 - Present
Principal Securities, Inc. (Melville NY)
CO
05/11/2010 - 09/11/2013
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
01/14/2010 - 05/14/2010
EQUITY SERVICES, INC. (JERICHO NY)
MN
08/10/2004 - 10/08/2009
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MA
07/15/1999 - 01/07/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
03/18/1998 - 07/15/1999
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
BC
Issued 07/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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