Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey David Rosen is a financial professional with over 17 years of experience in the financial services industry. Currently registered with Bernstein Institutional Services LLC, Jeffrey has a strong background in securities trading and compliance. Previously, Jeffrey worked for firms such as SG Americas Securities, LLC, Van Kampen Funds Inc., and Morgan Stanley. Jeffrey holds several industry licenses and designations including the Series 7, Series 24, Series 57TO, Series 63 and Series 14. He is also a graduate of the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
03/22/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
01/19/2012 - 04/08/2024
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
TX
01/02/2009 - 05/13/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
08/16/2006 - 05/13/2010
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
10/28/2004 - 09/15/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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