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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey David Rosen is a financial advisor with over 20 years of experience in the financial services industry. Jeffrey has worked with a number of firms throughout his career, including Advisors Asset Management, Inc., Forethought Distributors, LLC, and Pacific Select Distributors, Inc. Currently, Jeffrey is a registered representative with Bahl & Gaynor Inc. Jeffrey holds a Series 7, Series 63, Series 66, and Series 26 license. Jeffrey specializes in providing financial advice to high-net-worth individuals, corporations, and institutions. Jeffrey's expertise includes financial planning, investment management, and portfolio management. He is also a partner in a restaurant investment company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/12/2024 - Present
Bahl & Gaynor Inc. (CINCINNATI OH)
CO
01/30/2015 - 07/06/2023
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
CT
09/20/2012 - 01/28/2015
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
MA
02/07/2012 - 10/23/2012
INNOVATION PARTNERS LLC (NEEDHAM MA)
CA
01/21/2010 - 06/03/2010
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
GA
09/19/2006 - 06/05/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (DUNWOODY GA)
CT
05/07/2002 - 08/02/2006
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
NJ
11/02/2000 - 11/09/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NA
09/13/1993 - 09/27/1993
CORPORATE SECURITIES GROUP, INC.
NA
03/25/1992 - 08/05/1993
FIDELITY BROKERAGE SERVICES, INC.
NA
11/07/1991 - 12/03/1991
CADARET, GRANT & CO., INC.
BOTH
Issued 02/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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