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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Rockwell is a financial advisor with Commonwealth Financial Network, located in Stamford, CT. Jeffrey has been in the financial industry since September 13, 2002, and is registered with the state of Connecticut. Jeffrey is a Series 7 and Series 66 registered representative, holding the SIE and Series 31 licenses. Jeffrey is a licensed insurance agent with Cedar Tree Financial Services. Jeffrey's main focus is on providing financial advice to individuals, high-net-worth individuals, pension and profit sharing plans, corporations and other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
07/15/2009 - Present
Commonwealth Financial Network (Stamford CT)
NY
09/13/2002 - 07/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
BOTH
Issued 09/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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