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Jeffrey David Pawliger

Janus Henderson Distributors US LLC

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About Jeffrey David Pawliger

Jeffrey David Pawliger is a financial advisor currently registered with Janus Henderson Distributors US LLC in DENVER, CO. Jeffrey has been working in the financial industry since November 27, 1987. Prior to joining Janus Henderson Distributors US LLC, Jeffrey was registered with AXA DISTRIBUTORS, LLC, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., WOOD LOGAN ASSOCIATES, INC., FINANCIAL SERVICES MARKETING, INC., and GUARDIAN INVESTOR SERVICES CORPORATION. Jeffrey is licensed to provide financial services in Colorado, Florida, Puerto Rico, and Virgin Islands. Jeffrey has passed the Series 6, Series 7, Series 26, Series 63, and SIE exams.

Firm Information

Jeffrey Pawliger is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Pawliger’s Registration & Firm History

CO

06/10/2013 - Present

Janus Henderson Distributors US LLC (DENVER CO)

NJ

07/15/2008 - 05/29/2013

AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)

NY

07/31/1993 - 07/28/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/23/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

06/05/1990 - 02/27/1992

WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)

NY

04/26/1988 - 02/15/1990

FINANCIAL SERVICES MARKETING, INC. (NEW YORK NY)

NA

05/06/1987 - 02/23/1988

GUARDIAN INVESTOR SERVICES CORPORATION

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Licenses & Designations

BC

Issued 10/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1991

Series 7 - General Securities Representative Examination

BC

Issued 05/05/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey David Pawliger.
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