Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey David Osborne has been in the financial industry since April 1999. Currently, Jeffrey is registered with TD Securities (usa) LLC as a broker and is licensed in Connecticut and New York. Previously, Jeffrey worked with Cowen and Company, Stifel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC, CIBC World Markets Corp., Funds Distributor, Inc., LPM Investment Services, Inc., and Sanford C. Bernstein & Co., Inc. Jeffrey has passed the Series 7, 86, 87, and SIE exams and has held a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
CT
07/10/2014 - 04/08/2024
COWEN AND COMPANY (Stamford CT)
NY
07/10/2010 - 07/15/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
07/10/2007 - 07/16/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
NY
05/16/2003 - 07/23/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
ME
05/04/2000 - 05/02/2003
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
FL
07/22/1999 - 05/01/2000
LPM INVESTMENT SERVICES, INC (PALM BEACH FL)
NY
10/21/1998 - 02/23/1999
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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