Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Lamb is a financial advisor with over 11 years of experience in the industry. He has a strong background in investment banking and securities trading, having held positions at several prominent firms including Citigroup Global Markets Inc. and Stifel, Nicolaus & Company, Incorporated. He is currently registered with Finalis Securities LLC and holds Series 63, 66, 7, and 79 licenses. Jeffrey Lamb is dedicated to providing his clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/08/2023 - Present
Finalis Securities LLC (New York NY)
CA
11/02/2020 - 10/10/2022
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
10/05/2016 - 11/25/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
11/13/2014 - 03/15/2016
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
11/09/2010 - 10/24/2014
WOODSIDE CAPITAL SECURITIES LLC (PALO ALTO CA)
CA
03/24/2009 - 11/12/2009
RUTBERG & COMPANY, LLC (SAN FRANCISCO CA)
MN
10/18/2005 - 01/11/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/18/2005 - 01/11/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 12/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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