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Jeffrey David Klein

Schwab Wealth Advisory, Inc.

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About Jeffrey David Klein

Jeffrey Klein is a financial advisor at Schwab Wealth Advisory, Inc.. Jeffrey Klein has been in the securities industry since February 27, 2017 and is licensed in Colorado and Texas. Jeffrey Klein has a Series 63, Series 66, Series 7, and Series 10 license, and is also registered with FINRA. Jeffrey Klein has been with Charles Schwab & Co., Inc. since October 2016. Jeffrey Klein has been with Schwab Wealth Advisory, Inc. since May 2018. Jeffrey Klein specializes in portfolio management for individuals and businesses, as well as financial planning.

Firm Information

Jeffrey Klein is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Jeffrey Klein’s Registration & Firm History

CO

01/04/2021 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

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Licenses & Designations

BOTH

Issued 06/03/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/18/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey David Klein.
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