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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Hotch is a financial advisor with over 30 years of experience in the financial services industry. Jeffrey currently works at Cabrera Capital Markets, LLC, where he has been employed since October 2021. Prior to Cabrera Capital Markets, LLC, Jeffrey was employed at a number of prominent firms including SIEBERT WILLIAMS SHANK & CO., LLC, THE WILLIAMS CAPITAL GROUP, L.P., MULTI-BANK SECURITIES, INC., PIPER JAFFRAY & CO. and KEYBANC CAPITAL MARKETS INC.. Jeffrey is licensed in New York and holds the Series 3, Series 7, Series 24, and Series 63 licenses. Jeffrey is a member of FINRA and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/22/2021 - Present
Cabrera Capital Markets, LLC (NEW YORK NY)
NY
11/05/2019 - 09/27/2021
SIEBERT WILLIAMS SHANK & CO., LLC (NEW YORK NY)
NY
01/07/2019 - 11/05/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
11/16/2016 - 11/28/2017
MULTI-BANK SECURITIES, INC. (New York NY)
NY
06/24/2013 - 02/03/2016
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
11/08/2010 - 06/25/2013
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/06/2009 - 07/29/2010
BTIG, LLC (NEW YORK NY)
NY
07/03/2008 - 01/14/2009
COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)
NY
06/13/2007 - 05/06/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
02/23/2005 - 06/05/2007
CANTOR FITZGERALD & CO. (NEW YORK NY)
MN
06/17/2004 - 02/25/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
TX
10/09/2002 - 06/10/2004
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (FT. WORTH TX)
IN
03/20/2001 - 10/16/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NY
02/18/1997 - 06/05/2000
CHASE SECURITIES INC. (NEW YORK NY)
NY
03/21/1996 - 03/04/1997
COWEN & CO. (NEW YORK NY)
CT
05/17/1995 - 01/24/1996
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
11/13/1989 - 01/16/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
10/06/1988 - 11/15/1989
MANUFACTURERS HANOVER SECURITIES CORPORATION
IA
Issued 04/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1989
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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