Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Holt is a financial advisor with Charles Schwab & CO., Inc. with 27 years of experience in the financial services industry. Jeffrey has experience in financial planning and selection of other advisors. Jeffrey is registered in 53 states and the District of Columbia, and holds the Series 3, 4, 7, 8, 9, 10, 34, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
05/02/2011 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
08/13/2013 - 11/14/2017
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
TX
08/07/2008 - 12/31/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
BOTH
Issued 04/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2011
Series 4 - Registered Options Principal Examination
BC
Issued 02/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2014
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Jeffrey Holt is the right advisor for you? Invested Better is here to help.
